SEC Regulations vs. FinCEN

SEC Regulations vs. FinCEN First and foremost, the U.S. Securities and Exchange Commission (hereinafter “SEC”) works with the Financial Crime Enforcement Network (hereinafter “FinCEN”) and not against it. There is a delicate interplay occurring between federal legislative branches and departments which fosters an important
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Knowing the Law

Knowing the Law There are statutory laws in place which can be found by searching government websites. However, the courts use case law to define different words placed within a statute. For example: Arizona Revised Statute 23-804 states the following: “Every employer
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